RIAs Make an Impact in D.C. as the SEC Considers Fundamental Changes to Advisor Regulation

RIAs Make an Impact in D.C. as the SEC Considers Fundamental Changes to Advisor Regulation

Navigating the regulatory landscape and keeping an eye on issues that may impact RIAs and their clients is my job. So it was very encouraging to see the dozens of advisors who took time away from their jobs to participate in the Investment Adviser Association’s (IAA) annual Lobbying Day on June 4.

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